-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVAyLis+ZN1Wu9qz/RrV+9aGL4knN0F3vAuHNizV83y5QHWhO5UUEEJnOhDjEomi NqIGaJoh38rzoFtOArtLfA== 0001388296-07-000007.txt : 20070301 0001388296-07-000007.hdr.sgml : 20070301 20070301160330 ACCESSION NUMBER: 0001388296-07-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL RICHARD D CENTRAL INDEX KEY: 0001388296 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 9736619000 MAIL ADDRESS: STREET 1: C/O PROFESSIONAL SECURITY TECHNOLOGIES STREET 2: 43 RIVER ROAD CITY: NUTLEY STATE: NJ ZIP: 07110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Henry Bros. Electronics, Inc. CENTRAL INDEX KEY: 0001099918 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 223690168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62411 FILM NUMBER: 07663399 BUSINESS ADDRESS: STREET 1: 280 MIDLAND AVE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 2017946500 MAIL ADDRESS: STREET 1: 280 MIDLAND AVE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSIFIED SECURITY SOLUTIONS INC DATE OF NAME CHANGE: 20011228 FORMER COMPANY: FORMER CONFORMED NAME: INTEGCOM CORP DATE OF NAME CHANGE: 19991129 SC 13D/A 1 sched13damendment.txt SCHEDULE 13D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (AMENDMENT No. 1) COVER PAGE Name of Issuer: Henry Brothers Electronics Title of Class of Securities: Common CUSIP Number: 426286100 Richard D. Rockwell c/o Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 Phone: 973-661-9000 Date of Event which Requires Filing of this Statement: February 28, 2007 CUSIP No.: 426286100 1. Names of Reporting Persons. Richard D. Rockwell 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) Not Applicable (b) Not Applicable 3. SEC Use Only _____________________________________ 4. Source of Funds (See Instructions). PF 5. Check if Disclosure of Legal Proceedings Not Applicable 6. Citizenship or Place of Organization: United States of America Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 528,000 8. Shared Voting Power Not Applicable 9. Sole Dispositive Power 528,000 10. Shared Dispositive Power Not Applicable CUSIP No. 426286100 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 528,000 Shares 12. Not Applicable 13. Percent of Class represented by Amount in Row (11): 8.95 % 14. Type of Reporting Person: IN Schedule 13D Amendment 1 Item 1. Security and Issuer Class: COMMON Issuer: Henry Brothers Electronics 17-01 Pollitt Drive Fair Lawn, NJ 07410 Item 2. Identity and Background (a) Richard D. Rockwell (b) Richard D. Rockwell c/o Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 (c) Owner & Chairman Professional Security Technologies, LLC 43 River Road Nutley, NJ 07110 (d) No Convictions (e) NONE (f) United States of America Item 3. Source and Amount of Funds or Other Consideration Securities were purchased using personal funds. Item 4. Purpose of Transaction (a) No formal plan at this time. (b) No formal plan at this time. (c) No formal plan at this time. (d) No formal plan at this time. (e) Not Applicable (f) No formal plan at this time. (g) Not Applicable (h) Not Applicable (i) Not Applicable Item 5. Interest in Securities of the Issuer (a) 528,000 Shares 8.95% (b) 528,000 Sole Power to Vote 528,000 Sole Dispositive Power (c)Table below illustrates purchases of the subject security over the last 42 days. These transactions were effected through Schwab via internet trading. Settlement #Shares Price Per Share 1/18/2007 100 5.00 1/18/2007 300 5.00 1/18/2007 200 4.95 1/18/2007 400 5.00 1/18/2007 1000 5.00 1/18/2007 400 5.00 1/18/2007 800 4.99 1/18/2007 800 5.00 1/18/2007 400 4.99 1/18/2007 1600 4.99 1/18/2007 200 5.00 1/18/2007 300 4.99 1/18/2007 500 4.99 1/18/2007 400 5.00 1/18/2007 100 4.99 1/18/2007 500 5.00 1/18/2007 1200 5.00 1/18/2007 800 5.00 1/18/2007 500 4.99 1/18/2007 350 5.00 1/18/2007 150 4.99 1/18/2007 1000 5.00 1/19/2007 600 5.20 1/19/2007 100 5.15 1/19/2007 100 5.10 1/19/2007 200 5.05 1/19/2007 50 5.25 1/19/2007 100 5.25 1/19/2007 150 5.25 1/19/2007 100 5.21 1/19/2007 100 5.30 1/19/2007 500 5.25 1/19/2007 100 5.40 1/19/2007 100 5.35 1/19/2007 100 5.40 1/19/2007 100 5.50 1/19/2007 100 5.45 1/19/2007 1400 5.50 1/19/2007 600 5.40 1/19/2007 100 5.50 1/19/2007 100 5.45 1/19/2007 200 5.50 1/19/2007 300 5.5486 1/19/2007 700 5.50 1/19/2007 200 5.55 1/19/2007 100 5.59 1/19/2007 400 5.55 1/19/2007 200 5.30 1/19/2007 500 5.30 1/19/2007 300 5.25 1/19/2007 100 5.35 1/19/2007 100 5.35 1/19/2007 100 5.38 1/19/2007 100 5.59 1/19/2007 100 5.50 1/19/2007 200 5.49 1/19/2007 200 5.39 1/19/2007 100 5.38 1/19/2007 200 5.40 1/19/2007 800 5.40 1/19/2007 200 5.48 1/19/2007 200 5.50 1/19/2007 400 5.60 1/19/2007 200 5.56 1/19/2007 100 5.50 1/19/2007 1000 5.60 1/19/2007 1000 5.60 1/19/2007 1000 5.60 1/19/2007 200 5.80 1/19/2007 200 5.70 1/19/2007 300 5.66 1/19/2007 1300 5.60 1/19/2007 600 5.75 1/19/2007 400 5.74 1/19/2007 200 5.80 1/19/2007 600 5.80 1/19/2007 100 5.71 1/19/2007 100 5.70 1/19/2007 1200 5.75 1/19/2007 100 5.71 1/19/2007 200 5.70 1/19/2007 1300 5.75 1/19/2007 200 5.74 1/19/2007 2000 5.75 1/19/2007 200 5.75 1/19/2007 400 5.75 1/19/2007 400 5.74 1/19/2007 1000 5.75 1/19/2007 1000 5.75 1/19/2007 200 5.85 1/19/2007 1000 5.80 1/19/2007 200 5.75 1/19/2007 100 5.66 1/19/2007 300 5.66 1/19/2007 200 5.65 1/19/2007 100 5.90 1/19/2007 200 5.90 1/19/2007 100 5.87 1/19/2007 100 5.90 1/19/2007 200 5.90 1/19/2007 100 5.87 1/19/2007 100 5.90 1/19/2007 400 6.00 1/19/2007 600 5.90 1/19/2007 500 5.95 1/19/2007 500 5.95 1/23/07 200 5.88 1/23/07 200 5.88 1/23/2007 800 5.85 1/23/2007 400 6.00 1/23/2007 200 5.99 1/23/2007 200 5.94 1/23/2007 100 5.99 1/23/2007 800 6.00 1/23/2007 100 5.99 1/23/2007 300 6.00 1/23/2007 200 5.99 1/23/2007 400 6.00 1/23/2007 100 5.99 1/23/2007 100 5.99 1/23/2007 100 5.9892 1/23/2007 100 6.00 1/23/2007 400 5.99 1/23/2007 100 6.00 1/23/2007 200 6.00 1/23/2007 100 5.90 1/23/2007 400 5.71 1/23/2007 200 5.74 1/23/2007 1500 5.66 1/23/2007 500 5.67 1/23/2007 200 5.80 1/23/2007 400 5.75 1/23/2007 400 5.73 1/23/2007 200 5.75 1/23/2007 800 5.75 1/23/2007 100 5.85 1/23/2007 200 5.80 1/23/2007 200 5.75 1/23/2007 500 5.75 1/25/2007 500 6.10 1/25/2007 1500 6.05 1/25/2007 1100 6.00 1/25/2007 200 6.10 1/25/2007 200 6.05 1/25/2007 500 6.07 1/25/2007 100 6.06 1/25/2007 200 6.20 1/25/2007 200 6.15 1/25/2007 600 6.07 1/25/2007 200 6.05 1/25/2007 100 6.00 1/25/2007 200 6.00 1/25/2007 200 5.95 1/25/2007 200 5.90 1/25/2007 100 5.89 1/25/2007 200 6.10 1/25/2007 100 5.95 1/25/2007 400 6.00 1/25/2007 400 6.00 1/25/2007 500 6.00 1/25/2007 1200 6.00 1/25/2007 900 6.00 1/25/2007 100 6.15 1/25/2007 200 6.10 1/25/2007 600 6.00 1/25/2007 200 6.15 1/25/2007 1800 6.05 1/25/2007 1000 6.07 1/25/2007 300 6.08 1/25/2007 200 6.07 1/25/2007 100 5.89 1/25/2007 100 5.84 1/25/2007 200 5.84 1/25/2007 100 5.83 1/25/2007 100 5.95 1/25/2007 200 5.94 1/25/2007 200 5.95 1/25/2007 100 6.05 1/25/2007 200 6.00 1/25/2007 200 6.05 1/25/2007 400 6.05 1/25/2007 200 6.00 1/25/2007 200 5.95 1/25/2007 200 5.90 1/25/2007 1000 6.00 1/25/2007 1000 6.00 1/25/2007 100 6.25 1/25/2007 500 6.25 1/25/2007 200 6.20 1/25/2007 900 6.15 1/25/2007 200 6.10 1/25/2007 (4000) 5.9506 (SOLD) 1/26/2007 100 5.75 1/26/2007 118 5.75 1/26/2007 182 5.75 1/26/2007 18 5.80 1/26/2007 100 5.80 1/26/2007 100 5.79 1/26/2007 82 5.75 1/26/2007 100 5.75 1/26/2007 100 5.90 1/26/2007 200 5.85 1/26/2007 200 5.80 1/26/2007 100 5.98 1/26/2007 300 5.93 1/26/2007 100 5.85 1/26/2007 100 5.78 1/26/2007 200 5.78 1/26/2007 100 5.88 1/26/2007 200 5.83 1/26/2007 200 5.93 1/26/2007 100 5.88 1/29/2007 200 5.73 1/29/2007 100 5.69 1/29/2007 100 5.83 1/29/2007 300 5.78 1/29/2007 100 5.88 1/29/2007 100 5.88 1/29/2007 200 5.83 1/29/2007 100 5.93 1/29/2007 200 5.93 1/29/2007 100 5.92 1/29/2007 300 5.93 1/29/2007 100 5.9292 1/29/2007 200 5.94 1/29/2007 900 5.94 1/29/2007 100 5.92 1/29/2007 300 5.94 1/29/2007 100 5.91 1/29/2007 200 5.93 1/29/2007 100 5.92 1/29/2007 100 5.94 1/29/2007 200 5.93 1/29/2007 1000 5.94 1/29/2007 200 5.95 1/29/2007 300 5.84 1/29/2007 300 5.85 1/29/2007 200 5.8498 1/29/2007 900 5.95 1/29/2007 100 5.89 1/29/2007 1000 5.90 1/29/2007 1900 5.95 1/29/2007 100 5.94 1/29/2007 1900 5.99 1/29/2007 100 5.95 1/29/2007 500 6.00 1/29/2007 500 5.99 1/29/2007 700 5.94 1/29/2007 300 5.93 1/29/2007 100 5.85 1/29/2007 200 5.85 1/29/2007 100 5.8496 1/29/2007 300 5.90 1/29/2007 100 5.89 1/29/2007 200 5.89 1/29/2007 300 5.95 1/29/2007 300 5.93 1/29/2007 100 5.95 1/29/2007 200 5.95 1/29/2007 100 5.94 1/29/2007 900 5.95 1/29/2007 100 5.94 1/29/2007 400 6.00 1/29/2007 700 5.95 1/29/2007 900 5.95 1/29/2007 47 5.95 1/29/2007 130 5.95 1/29/2007 33 5.99 1/29/2007 90 5.99 1/29/2007 100 5.99 1/29/2007 100 6.00 1/29/2007 100 5.99 1/29/2007 (1000) 5.8807 (SOLD) 1/29/2007 (2000) 5.8707 (SOLD) 1/30/2007 300 5.94 1/30/2007 100 5.94 1/31/2007 100 5.90 1/31/2007 500 5.85 1/31/2007 200 5.95 1/31/2007 100 5.90 1/31/2007 100 5.85 1/31/2007 100 5.99 1/31/2007 100 5.98 1/31/2007 100 5.86 1/31/2007 100 5.86 1/31/2007 100 5.85 1/31/2007 200 5.89 1/31/2007 300 5.86 1/31/2007 100 6.00 1/31/2007 200 5.96 1/31/2007 100 5.91 1/31/2007 200 5.91 1/31/2007 400 5.95 2/1/2007 200 5.81 2/1/2007 200 5.78 2/1/2007 100 6.00 2/1/2007 1300 6.00 2/1/2007 200 5.96 2/1/2007 500 5.95 2/1/2007 200 5.91 2/1/2007 200 5.86 2/1/2007 500 6.00 2/1/2007 200 5.90 2/1/2007 200 5.84 2/1/2007 100 5.99 2/1/2007 100 5.99 2/1/2007 100 5.96 2/1/2007 100 5.92 2/1/2007 100 5.92 2/1/2007 100 5.95 2/1/2007 100 5.94 2/1/2007 100 5.94 2/1/2007 100 5.92 2/1/2007 200 5.94 2/1/2007 100 5.95 2/1/2007 100 5.93 2/1/2007 100 5.80 2/1/2007 100 5.80 2/1/2007 100 5.7994 2/1/2007 100 5.81 2/1/2007 (4800) 5.7803 (SOLD) 2/1/2007 (200) 5.78 (SOLD) 2/1/2007 (3500) 5.7605 (SOLD) 2/2/2007 100 5.99 2/2/2007 100 5.98 2/2/2007 300 5.95 2/2/2007 500 5.98 2/2/2007 200 5.92 2/2/2007 391 5.92 2/2/2007 400 5.92 2/2/2007 500 5.99 2/2/2007 100 5.98 2/2/2007 100 6.00 2/2/2007 1100 5.99 2/2/2007 109 6.00 2/2/2007 100 6.00 2/5/2007 500 6.00 2/5/2007 100 5.98 2/5/2007 400 6.00 2/5/2007 400 6.00 2/5/2007 100 5.98 2/5/2007 500 5.96 2/5/2007 600 6.00 2/5/2007 400 5.96 2/6/2007 400 5.96 2/6/2007 200 5.95 2/6/2007 300 5.96 2/6/2007 700 5.95 2/6/2007 100 6.00 2/6/2007 500 5.97 2/6/2007 300 6.00 2/7/2007 300 6.00 2/7/2007 200 5.98 2/7/2007 300 6.00 2/7/2007 100 5.99 2/7/2007 100 6.00 2/7/2007 100 5.98 2/8/2007 100 5.93 2/8/2007 100 5.92 2/8/2007 200 5.98 2/9/2007 200 5.95 2/9/2007 100 6.00 2/9/2007 300 6.00 2/9/2007 100 5.98 2/9/2007 100 5.98 2/9/2007 200 5.9793 2/9/2007 1300 5.99 2/9/2007 600 5.98 2/9/2007 100 5.96 2/9/2007 400 6.00 2/9/2007 100 5.99 2/9/2007 500 6.00 2/9/2007 1000 6.00 2/9/2007 400 5.99 2/9/2007 40 5.99 2/9/2007 560 5.99 2/9/2007 100 6.00 2/9/2007 1100 5.99 2/12/2007 300 6.00 2/12/2007 500 6.00 2/12/2007 1000 6.00 2/12/2007 3600 6.00 2/12/2007 100 6.05 2/12/2007 1300 6.00 2/12/2007 300 6.15 2/12/2007 500 6.10 2/12/2007 200 6.08 2/12/2007 155 6.15 2/12/2007 345 6.14 2/12/2007 600 6.15 2/12/2007 200 6.20 2/12/2007 100 6.15 2/12/2007 600 6.20 2/12/2007 500 6.20 2/12/2007 1300 6.25 2/12/2007 200 6.20 2/12/2007 100 6.14 2/12/2007 100 6.12 2/12/2007 100 6.24 2/12/2007 200 6.19 2/12/2007 500 6.22 2/12/2007 100 6.25 2/12/2007 800 6.24 2/12/2007 100 6.22 2/12/2007 100 6.23 2/12/2007 400 6.20 2/12/2007 500 6.18 2/12/2007 400 6.15 2/12/2007 200 6.14 2/12/2007 300 6.20 2/12/2007 100 6.15 2/12/2007 800 6.20 2/12/2007 200 6.19 2/12/2007 100 6.25 2/12/2007 900 6.20 2/12/2007 300 6.25 2/12/2007 700 6.23 2/13/2007 200 6.14 2/13/2007 400 6.14 2/13/2007 200 6.14 2/13/2007 200 6.14 2/13/2007 200 6.21 2/13/2007 1000 6.14 2/13/2007 300 6.15 2/13/2007 500 6.15 2/13/2007 500 6.15 2/13/2007 500 6.21 2/13/2007 300 6.20 2/13/2007 1700 6.15 2/13/2007 200 6.21 2/13/2007 300 6.20 2/13/2007 100 6.21 2/13/2007 100 6.20 2/13/2007 300 6.21 2/13/2007 500 6.21 2/13/2007 100 6.25 2/13/2007 100 6.21 2/13/2007 200 6.25 2/13/2007 100 6.21 2/13/2007 300 6.25 2/13/2007 100 6.22 2/13/2007 200 6.25 2/13/2007 100 6.23 2/13/2007 200 6.25 2/13/2007 100 6.24 2/13/2007 200 6.25 2/13/2007 200 6.20 2/13/2007 200 6.16 2/13/2007 100 6.25 2/13/2007 100 6.21 2/13/2007 100 6.25 2/13/2007 100 6.18 2/13/2007 400 6.05 2/13/2007 100 6.01 2/13/2007 300 6.10 2/13/2007 100 6.05 2/13/2007 100 6.01 2/13/2007 100 6.10 2/13/2007 800 6.09 2/13/2007 100 6.01 2/13/2007 500 6.10 2/13/2007 100 6.02 2/13/2007 300 6.10 2/13/2007 100 6.03 2/13/2007 400 6.20 2/13/2007 500 6.15 2/13/2007 1000 6.10 2/13/2007 100 6.05 2/13/2007 800 6.25 2/13/2007 100 6.20 2/13/2007 100 6.12 2/13/2007 500 6.30 2/13/2007 800 6.25 2/13/2007 200 6.17 2/13/2007 200 6.25 2/13/2007 300 6.25 2/13/2007 1000 6.25 2/14/2007 500 6.20 2/14/2007 100 6.21 2/14/2007 100 6.2094 2/14/2007 100 6.15 2/14/2007 200 6.22 2/15/2007 400 6.11 2/15/2007 200 6.11 2/15/2007 1000 5.7392 2/15/2007 2000 5.58 2/15/2007 1000 5.6193 2/15/2007 100 5.68 2/15/2007 500 5.63 2/15/2007 100 5.62 2/15/2007 200 5.62 2/15/2007 1000 5.62 2/15/2007 100 5.61 2/15/2007 3000 5.87 2/15/2007 500 5.83 2/15/2007 500 5.78 2/15/2007 500 5.73 2/15/2007 400 5.68 2/15/2007 100 5.67 2/15/2007 100 6.00 2/15/2007 300 6.00 2/15/2007 1000 5.95 2/15/2007 300 5.94 2/15/2007 100 5.93 2/15/2007 100 5.89 2/15/2007 100 5.87 2/15/2007 200 5.99 2/15/2007 600 5.95 2/15/2007 500 5.94 2/15/2007 700 5.94 2/15/2007 500 6.04 2/15/2007 300 5.99 2/15/2007 200 5.92 2/15/2007 (1400) 6.011 (SOLD) 2/15/2007 (1200) 6.0003(SOLD) 2/15/2007 (2000) 5.9505(S0LD) 2/15/2007 (500) 5.95 (SOLD) 2/15/2007 (500) 5.90 (SOLD) 2/15/2007 (500) 5.70 (S0LD) 2/15/2007 (500) 5.65 (SOLD) 2/15/2007 (1400) 5.65 (SOLD) 2/15/2007 (1200) 5.60 (SOLD) 2/15/2007 (2400) 5.55 (SOLD) 2/16/2007 500 6.00 2/16/2007 100 6.00 2/16/2007 400 6.00 2/16/2007 400 6.00 2/16/2007 1000 6.10 2/16/2007 100 6.00 2/16/2007 1100 6.00 2/16/2007 100 6.00 2/16/2007 300 6.10 2/16/2007 400 6.10 2/16/2007 100 6.10 2/16/2007 200 6.09 2/16/2007 100 6.10 2/16/2007 100 6.09 2/16/2007 100 6.10 2/16/2007 400 6.10 2/16/2007 200 6.05 2/16/2007 200 6.10 2/16/2007 200 6.05 2/16/2007 200 6.05 2/16/2007 200 6.03 2/16/2007 100 6.00 2/16/2007 200 6.08 2/16/2007 300 6.03 2/16/2007 300 6.10 2/16/2007 200 6.05 2/16/2007 300 6.10 2/16/2007 200 6.05 2/23/2007 100 5.75 2/23/2007 100 5.74 2/23/2007 200 5.74 2/23/2007 200 5.80 2/23/2007 900 5.75 2/23/2007 300 5.80 2/23/2007 100 5.84 2/23/2007 200 5.84 2/23/2007 100 5.85 2/23/2007 100 5.84 2/23/2007 100 5.84 2/23/2007 100 5.84 2/23/2007 400 5.85 2/26/2007 (600) 5.76 (SOLD) 2/26/2007 (300) 5.75 (SOLD) 2/28/2007 100 5.50 2/28/2007 200 5.50 2/28/2007 200 5.47 2/28/2007 200 5.54 (d) Not Applicable (e) Not Applicable Item 6Contracts, Arrangements, Understandings, Relationships with Respect to Securities of Issuer NONE Item 7. Material to Be Filed as Exhibits NONE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 28, 2007 Signature: /Richard D. Rockwell/ Name/Title: Richard D. Rockwell Individual -----END PRIVACY-ENHANCED MESSAGE-----